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| Topic |
Details |
| Topic 1 |
- AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
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| Topic 2 |
- AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
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| Topic 3 |
- Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
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ISACA Advanced in AI Audit Sample Questions (Q96-Q101):
NEW QUESTION # 96
An IS auditor is auditing an organization's data governance framework. The primary objective is to provide assurance that data management practices are standardized to support a trustworthy AI system. Which of the following should be the auditor's MOST important consideration?
- A. Portability of data
- B. Data practices for training models
- C. Retention of stored data
- D. Accountability for data management
Answer: D
Explanation:
Accountability for data management (option D) is the most crucial consideration. The AAIA™ Study Guide emphasizes that "clear roles, responsibilities, and ownership for data management activities are central to trustworthy AI systems, as they ensure compliance, traceability, and the consistent application of policies and controls." Retention, portability, and data training practices are important, but accountability is foundational for the enforcement and monitoring of all other governance practices.
Reference:ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: "Accountability in Data Governance for AI"
NEW QUESTION # 97
Which of the following AI system characteristics would BEST help an IS auditor evaluate the system's algorithm?
- A. The AI system provides multiple options for model training.
- B. The AI system algorithm uses training data to inform decision output.
- C. The AI system provides transparent justification of decisions.
- D. The AI system uses archived transaction data to provide decisions.
Answer: C
NEW QUESTION # 98
Which of the following is the MOST effective way an IS auditor could use generative AI to plan an audit of a new database storing transactional data?
- A. Developing architecture diagrams
- B. Identifying separation of duties conflicts for database data changes
- C. Summarizing meeting transcripts from interviews with database administrators (DBAs)
- D. Identifying technology-specific risk and considerations
Answer: D
Explanation:
Generative AI excels at synthesizing large datasets and technical documentation into understandable insights.
The AAIA™ Study Guide recommends leveraging generative AI to identify domain-specific risks and control considerations by analyzing complex environments and correlating them with industry risk patterns.
"AI can assist auditors during planning by generating tailored risk profiles for technologies under review, helping prioritize audit focus and scoping." While summarizing interviews (D) and creating diagrams (B) are helpful, only C directly informs audit planning with actionable intelligence. A (separation of duties) is a later-stage control assessment.
Reference: ISACA Advanced in AI Audit™ (AAIA™) Study Guide, Section: "AI in Audit Processes," Subsection: "Generative AI Use in Planning and Scoping"
NEW QUESTION # 99
An IS auditor notes the combined number of records utilized within the training, validation, and testing data sets exceeds the total number of records in the original data set. Which of the following is MOST important for the auditor to determine?
- A. Whether a sufficient number of records were utilized in the training data set
- B. Whether data leakage occurred from utilizing overlapping records in the data sets
- C. Whether the validation data set utilized the same number of records as the training data sets
- D. Whether the training, validation, and testing data sets were created in the correct order
Answer: B
NEW QUESTION # 100
An organization seeks to sustain effective AI governance and risk management amid rapidly evolving AI technologies. Which of the following represents the MOST effective course of action?
- A. Integrate continuous AI training into security awareness programs.
- B. Conduct comprehensive AI training for senior management.
- C. Provide role-specific AI training to technical staff.
- D. Outsource AI training to external vendors.
Answer: A
Explanation:
Sustaining effective AI governance and risk management requirescontinuous, organization-wide awareness, not just one-off or role-limited training. Option D embeds AI topics (governance, risk, ethics, privacy, and security) into the existingsecurity awareness program, which is already a recurring and mandatory mechanism across the enterprise. This supports ongoing adaptation to rapidly evolving AI technologies, aligns with ISACA's emphasis on integrating AI risk considerations into existing governance and risk frameworks, and ensures that staff at all levels understand their responsibilities.
Options A and C are too narrow in scope, as they target only technical staff or senior management; they help but do not create pervasive, sustainable governance. Option B can supplement internal training, but outsourcing alone does not ensure continuity or alignment with internal policies.
References:
ISACA,AAIA Exam Content Outline- Domain 1: AI Governance and Risk (AI governance, AI training and awareness, program metrics).
ISACA,Advanced in AI Audit Exam Candidate Guide- sections on governance, risk, and professional responsibilities.
NEW QUESTION # 101
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