PECB Frenquent ISO-45001-Lead-Auditor Update: PECB Certified ISO 45001 Lead Auditor Exam - PracticeDump Good-reputation Website

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PECB ISO-45001-Lead-Auditor Exam Syllabus Topics:

Section Weight Objectives
Topic 1: Fundamental Principles and Concepts of an Occupational Health and Safety Management System (OH&S MS) 11.25% (MC) / 13.33% (essay) - Fundamental concepts and principles of OH&S
- Identify the legal requirements and other requirements to which the organization must adhere
- Explain the scope and applicability of ISO 45001
- Distinguish between ISO 45001 and other occupational health and safety-related standards
Topic 2: Closing an ISO 45001 Audit 12.5% (MC) / 6.67% (essay) - Evaluation of action plans by the auditor
- Closing of the audit
- Audit follow-up activities
Topic 3: Fundamental Audit Concepts and Principles 18.75% (MC) / 13.33% (essay) - Risk-based auditing
- Evaluate OH&S MS conformity in accordance with fundamental audit concepts and principles
- Explain fundamental audit concepts and principles
Topic 4: ISO 45001 Requirements for an OH&S MS โ€“ Clauses 4 to 10 12.5% (MC) / 13.33% (essay) - Interpret the ISO 45001 requirements for an OH&S MS from the perspective of an auditor
- Evaluate OH&S MS conformity to ISO 45001 requirements
Topic 5: Preparing an ISO 45001 Audit 12.5% (MC) / 13.33% (essay) - Preparation of audit working documents
- Audit procedures and planning
- Initiation of the audit process
Topic 6: Conducting an ISO 45001 Audit 20% (MC) / 26.68% (essay) - Generating audit findings and conclusions
- Communication during the audit
- Audit procedures and execution
Topic 7: Managing an ISO 45001 Audit Program 12.5% (MC) / 13.33% (essay) - Requirements, guidelines, and best practices regarding audit resources, procedures, and policies
- Management of audit records
- Application of the PDCA cycle in the management of an audit program
- Personal attributes and behaviors of a professional auditor
- Management of combined audits

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PECB Certified ISO 45001 Lead Auditor Exam Sample Questions (Q73-Q78):

NEW QUESTION # 73
When conducting an ISO 45001 audit and while reviewing a report of a recent emergency preparedness and response exercise, you note that the organisation has determined that it needs to make some changes to its OHSMS in order to improve OH and S performance.
Which three of the following statements about the management of change are true?

  • A. Any changes arising from the emergency exercise that are permanent must be controlled. However, if the changes are intended to be temporary then no control is necessary.
  • B. Management of change requirements only apply to planned changes. Unintended changes may or may not be subject to a review process.
  • C. The updating of the organisation ' s emergency preparedness and response plan will need to be undertaken in accordance with an established implementation and control of change process.
  • D. The organisation is only required to control changes that have been identified by the organisation itself.
  • E. Developments in knowledge and technology are specifically excluded from change management control.
  • F. Management of change requirements apply to new products, services and processes as well as existing products, services and processes.
  • G. The organisation must retain documented information of all changes made by the organisation.
  • H. Management of change requirements only applies to changes that impact the organisation ' s OH and S performance.

Answer: C,F,H

Explanation:
ISO 45001 Clause 8.1.3 Management of change states that the organization must establish processes for the implementation and control of planned temporary and permanent changes that impact OH and S performance.
It also says this includes new products, services and processes, and changes to existing products, services and processes. That makes A true. It also supports B, because the clause is specifically about changes that impact the organization's OH and S performance.
Statement E is also true. If the organization decides, after an emergency preparedness and response exercise, that it needs to change part of the OHSMS to improve OH and S performance, then that change has to be implemented in a controlled way under the organization's management-of-change process. ISO 45001 links emergency preparedness with improvement and requires changes impacting OH and S performance to be controlled.
Why the others are false:
C is false because ISO 45001 does not limit management of change to planned changes only. It says the organization must also review the consequences of unintended changes and take action to mitigate adverse effects.
D is false because Clause 8.1.3 does not require retaining documented information of all changes. The clause requires establishing processes for implementation and control, but it does not state a blanket requirement to retain documented information for every change.
F is false because developments in knowledge and technology are explicitly included in management of change, not excluded.
G is false because changes are not limited to those identified by the organization itself; the clause also includes changes in legal and other requirements, and changes in knowledge or information about hazards and risks.
H is false because ISO 45001 explicitly says management of change applies to temporary and permanent planned changes.


NEW QUESTION # 74
Consider the emergency preparedness and response process outlined in ISO 45001. Match each process activity to the correct stage of the PDCA cycle.
To complete the table click on the blank section you want to complete so it is highlighted in red and then click on the applicable text from the options the appropriate process."

Answer:

Explanation:


NEW QUESTION # 75
You have been assigned by the audit team leader to evaluate the process of complying with application legislation.
Which three of the following statements about the evaluation of compliance are true?

  • A. The organisation is required to evaluate its compliance status with OH and S legal and other requirements
  • B. If the organisation is falling to address a legal requirement relating to another discipline e.g.
    Environmental management, this cannot be raised In the audit.
  • C. ' Other requirements ' include requirements that the organisation has chosen to comply with.
  • D. A management review is required in all instances where one or more legal requirements are not being met.
  • E. The organization must evaluate its compliance status at least once a year
  • F. Every member of an audit team must have a detailed understanding of the legal requirements for the sector and type of organisation they are auditing.
  • G. The organisation is required to establish a process for evaluating compliance
  • H. The organisation cannot outsource its process for evaluating compliance.

Answer: A,C,G

Explanation:
Clause 9.1.2 of ISO 45001:2018 outlines the need for organizations to evaluate compliance with applicable legal and other requirements as part of their OH and S management system.
Analysis of Options:
* A. The organization must evaluate its compliance status at least once a year: The standard does not prescribe a specific frequency but states that evaluations must be conducted at planned intervals.
* B. ' Other requirements ' include requirements that the organization has chosen to comply with:
Correct. Other requirements may include voluntary standards, industry codes, or contractual obligations.
* C. A management review is required in all instances where one or more legal requirements are not being met: This is not true. Management reviews address compliance but are not mandated for every noncompliance.
* D. Every member of an audit team must have a detailed understanding of the legal requirements for the sector and type of organization they are auditing: Not true. Auditors must have general competency but can rely on subject-matter experts for legal specifics.
* E. If the organization is failing to address a legal requirement relating to another discipline (e.g., Environmental management), this cannot be raised in the audit: Not true. If the legal noncompliance impacts OH and S, it can be raised.
* F. The organization cannot outsource its process for evaluating compliance: The organization can outsource evaluation but retains accountability.
* G. The organization is required to establish a process for evaluating compliance: Correct. Clause
9.1.2 requires a process for compliance evaluation.
* H. The organization is required to evaluate its compliance status with OH and S legal and other requirements: Correct. Clause 9.1.2 explicitly states this requirement.
ISO References:
* Clause 9.1.2: Evaluation of compliance.
* Clause 7.5: Documented information requirements


NEW QUESTION # 76
"ISO 45001:2018, in clauses 6.1.3 and 9.1.2, refers to "legal requirements and other requirements". From the list below, select two that are "other requirements".
Note: ILO stands for "International Labour Organisation"
NGO stands for "non-governmental organisation"

  • A. ILO initiatives the organisation subscribes to
  • B. Instructions on product use by customers
  • C. Requirements from neighbours
  • D. Agreements between the organisation and workers
  • E. Opinions on legal compliance by a customer
  • F. Requirements established by the government

Answer: A,D


NEW QUESTION # 77
A multi-level shopping centre is open every day to the public from 09:00-21:00. During an external audit of the centre to ISO 45001, you establish that there are 120 retail outlets. There are eight escalators to all levels and four sets of elevators. When asked about safety performance improvement objectives, the Centre Manager says that there are plans to reduce the number of reported incidents and complaints.
You: I note from the incident log that reported incidents have increased in the past year. Why is this?
Centre Manager: The number of shoppers coming into the centre has increased by about 10 per cent in the last year. More people around means that more things will happen.
You: What actions have been taken to deal with this increase?
Centre Manager: We conducted awareness training for staff. For example, making sure that any hazardous areas are well signed.
You: I see that the escalators account for a number of accidents. Have you taken any actions to try and reduce this?
Centre Manager: Most of these accidents are caused by people failing to take care at the ends. So, the answer is no, it is difficult to do anything about that.
You: How do you monitor safety in the centre?
Centre Manager: We train our staff to be alert to potential safety problems when walking around the centre.
We empower them to take whatever action is necessary.
Which four actions should you take to investigate the situation further?

  • A. Interview top management to assess their knowledge of ISO 45001.
  • B. Ask whether the organisation has a zero-incident policy for the centre.
  • C. Find out what training in safety awareness has been given to all staff.
  • D. Review the identified hazards of the centre to find out if they include hazards associated with escalators.
  • E. Determine whether OH and S performance measurement is analysed by linking the number of shoppers using the centre during different periods.
  • F. Check whether every incident has been investigated to determine the cause.
  • G. Determine whether the retail outlets are certified to ISO 45001.
  • H. Ask the Human Resources department about the qualifications of the Centre Manager.

Answer: C,D,E,F

Explanation:
These four actions develop meaningful audit trails from the evidence already obtained. Reviewing safety- awareness training tests whether the organisation ' s claimed control is competently implemented. Comparing incident data with shopper numbers provides a meaningful performance measure rather than relying on raw incident totals, consistent with Clause 9.1.1. Reviewing hazard identification specifically for escalators evaluates conformity with Clause 6.1.2, because recurring escalator incidents indicate a hazard requiring systematic consideration. Finally, checking incident investigations tests Clause 10.2 requirements to react to incidents, determine causes and identify corrective actions necessary to prevent recurrence. A zero-incident policy is not an ISO 45001 requirement, retail tenants do not have to be independently certified, and questioning top management ' s knowledge of the standard would not directly investigate the observed incident trend. The Centre Manager ' s qualifications are similarly secondary to evaluating actual system effectiveness.


NEW QUESTION # 78
......

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